Email Alert for
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.
Anderson Scott Solutions
Cheshire West and Chester
Quality and Compliance Coordinator Chester £ DOE - Plus 5 weeks holiday increasing with long service, Enhanced pension, healthcare scheme plus more ….. My well-established client based in Chester is looking for a Quality and Compliance Coordinator to join its friendly team. Previous experience in a compliance department – ideally within a law or
Job Source: Anderson Scott SolutionsReed
Liverpool
Compliance Coordinator Hourly Rate: £13.67 PAYE Location: Hybrid Job Type: Temporary (Immediate Start) We are currently seeking an experienced Compliance Coordinator for a national social housing provider. The role requires a proactive individual who can efficiently manage compliance activities, maintain accurate records, and handle a variety o
Job Source: ReedG2 Legal Limited
Chester
A multi- service legal 500 law firm based in Chester City Centre is currently looking to recruit a Quality & Compliance Coordinator. You will work within the Quality and Compliance Team, assisting with day-to-day operations, including the maintenance of records, and conduction of file reviews. You will be required to demonstrate previous experience
Job Source: G2 Legal LimitedReed
Liverpool
Compliance Coordinator Hourly Rate: £13.67 PAYE Location: Hybrid Job Type: Temporary (Immediate Start) We are currently seeking an experienced Compliance Coordinator for a national social housing provider. The role requires a proactive individual who can efficiently manage compliance activities, maintain accurate records, and handle a variety o
Job Source: ReedKO2 Embedded Recruitment Solutions LTD
Chester
Position: Compliance Engineer Location: Chester - Hybrid Working from Home 50/50 Salary: Up to 55,000 + Benefits A new position has been created for an experienced compliance engineer to join our clients growing engineering team in the Chester area. Our client design and manufacture a range of electro mechanical devices and are looking for a com
Job Source: KO2 Embedded Recruitment Solutions LTDResource Matters Ltd
Liverpool
Our client A Liverpool based financial advice / wealth management firm. The Role The Compliance Consultant role is to ensure the business is acting professionally and in accordance with regulation and internal procedures. As a Compliance Consultant, you are responsible for carrying out monitoring of compliance with internal procedures, dealing wit
Job Source: Resource Matters LtdBroster Buchanan
liverpool, england, United Kingdom
Carry out file reviews and maintain a log of checks undertaken: Check all documentation for completeness and consistency; Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown. Communicate any findings with bo
Job Source: Broster BuchananKO2 Embedded Recruitment Solutions LTD
Chester
Position: Compliance Engineer Do you have the skills to fill this role Read the complete details below, and make your application today. Location: Chester - Hybrid Working from Home 50/50 Salary: Up to 55,000 + Benefits A new position has been created for an experienced compliance engineer to join our clients growing engineering team in the Che
Job Source: KO2 Embedded Recruitment Solutions LTDChester
Quality and Compliance Coordinator
Chester
£ DOE - Plus 5 weeks holiday increasing with long service, Enhanced pension, healthcare scheme plus more …..
My well-established client based in Chester is looking for a Quality and Compliance Coordinator to join its friendly team. Previous experience in a compliance department - ideally within a law or financial firm - is essential for this role, along with excellent AML and Regulatory Compliance knowledge and preferably a compliance or risk qualification.
Key Duties
Conduct Compliance file reviews on selected matters across all our fee earning teams.
Arrange and collate the annual returns for the firms various Quality and Compliance accreditations including Lexcel, CQS, WIQs, and Lender Exchange.
Liaise with and act as the initial point of contact for our PII Insurer/Broker dealing with PII claims and notifications
Attend the monthly Compliance Board meeting and prepare minutes in an accurate and timely manner after each meeting.
Ensure that all complaints, data breaches and undertakings are recorded on our internal reporting system.
Work with other members of the team to learn and assist with the day-to-day Q&C operations such as file opening and archiving.
Work closely with the Head of Quality and Compliance/MLRO to deal with daily AML and Compliance queries from the business and to assist with occasional Data Subject Access Requests, Police Production Orders and Regulator Requests.
Prepare and assist with new starter Compliance inductions.
Liaise with the SRA and Law Society and ensure that all regulatory records are maintained accurately.
Essential Skills
Previous experience of working in a busy Compliance department (preferably within a Law or financial firm),
A confident person with excellent communication skills
The ability to work well as a member of a team but also independently where required with minimal supervision.
Organisational skills are essential for this role.
Can manage and prioritise your work
High levels of accuracy and attention to detail and the ability to act promptly on instructions received.
An ability to communicate and build/maintain relationships with team members, fee earners and external stakeholders is essential.
To apply for this role please contact Sarah Dyehouse at Anderson Scott Solutions
Email Alert for Quality and Compliance Coordinator jobs in Chester
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.