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Heat Recruitment Ltd
Aylesbury
Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: * 8% pension * Group life cover * 25 days of annual leave plus bank holidays and Christmas closure * Opportunities for career progression * Additional benefits to be enhanced as the company grows About Us: We are re
Job Source: Heat Recruitment LtdHeat Recruitment
Aylesbury
Job Title: Compliance Officer - Wealth ManagementLocation: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career progression Additional benefits to be enhanced as the company grows About Us: We are representing a rapi
Job Source: Heat RecruitmentAlecto Recruitment
Bicester
NW 29983 Compliance Officer £40,000 + Car allowance + Package Bicester Alecto Recruitment is working with a genuine market leader in the Anaerobic Digestion sector who has a portfolio of Anaerobic Digestion plants across the country and is recruiting for a Compliance Governance Manager. Key Requirements: Serve as the main liaison for Complian
Job Source: Alecto RecruitmentAIR Personnel Ltd
Kidlington
Air Personnel are supporting a client for a Compliance and Safety Officer based at Kidlington Airport It would be well suited to someone wishing to enter into Aviation in a compliance type capacity, basic aviation background would be helpful as they rest could be taught through the team. We are seeking an enthusiastic and detail-orientated Compli
Job Source: AIR Personnel LtdInplace Personnel Services Ltd
Bicester
My client is recruiting for a Compliance Administrator tosupport the Compliance Manager and Compliance Officers, listening to calls, marking calls and delivering feedback to the teams both in the office and at home, discussing next steps of compliance fails. At times, delivering training updates to team members, this role will mainly be focused on
Job Source: Inplace Personnel Services LtdPertemps Aylesbury
Aylesbury
Risk Administrator - Aylesbury Pertemps Aylesbury is currently recruiting for a Risk Administrator to join our client based in Aylesbury. This is a key role within the organisation, and the candidate is expected to be well-versed with the relevant regulations and possesses excellent stakeholder management and engagement skills. Process and perfor
Job Source: Pertemps AylesburyPertemps
Aylesbury
Risk Administrator - Aylesbury Pertemps Aylesbury is currently recruiting for a Risk Administrator to join our client based in Aylesbury.This is a key role within the organisation, and the candidate is expected to be well-versed with the relevant regulations and possesses excellent stakeholder management and engagement skills. Process and performa
Job Source: PertempsPertemps Didcot
Oxford
Compliance Manager Location: Oxford Hybrid (2 days from home/3 days in office or other site locations) £55,000 PA + Bonus & Car Allowance Overview of the Role: The Compliance Governance Manager serves as the central hub for the Compliance Assurance Team. Leveraging an extensive understanding of governance, you will manage the Compliance Governance
Job Source: Pertemps DidcotOxford
A highly established Insurance group are focused on finding an experienced Risk and Compliance Officer to work on a Hybrid basis.
The role:
COMPLIANCE
The range of duties encompass Horizon scanning - monitor regulatory or legislative changes which may affect the business and pro-actively share insight through regulatory updates.
Formal Assurance - Assist in the design and implementation of the Compliance Monitoring Programme (CMP).
Take ownership of the plan and reporting. • Flexible Assurance - Plan and execute assurance testing on areas of the FCA Handbook to react to current and emerging risks (e.g. thematic / rapid reviews).
Financial Promotions implement a process for reviewing and approving financial promotions.
ICO compliance - Ability to provide expertise and experience in meeting the requirements of GDPR and ensuring all relevant documentation is in place.
Operational Resilience - Capture and document all aspects of the business ability to operate under varied scenarios to ensure op resilience stress testing and review the tolerances set.
Essential
Experience in a risk, compliance, or quality assurance role.
Familiar with creating/using compliance monitoring programmes.
Exposure to the basics of risk management.
Have a working knowledge of the FCA handbook including, SYSC, PERG and PROD.
Ability to work with the business to drive a positive compliance culture.
GOVERNANCE
Reporting - Work with the business to enhance reporting for each business function to facilitate informed decision making.
Specifically Conduct Risk & Consumer Duty reports.
BCP- Own the business continuity plan and liaise with UK and stakeholders to ensure it remains relevant in accordance with legislation/regulation, support with testing the plan.
Training - Manage all regulatory courses, and devise risk and compliance inductions for all new starters. Oversee training and competence across the business.
Policies - Maintain the schedule for reviewing all policies and procedures to ensure they are accurate, relevant, and aligned with the required regulation.
Regulatory liaison - Collaborate with the HR department to monitor and complete all regulatory applications/returns and annual assessments.
The role is available immediately !
Risk & Compliance Officer jobs in Oxford
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