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Pear Tree Recruitment Limited
Droitwich
Compliance Manager Droitwich/Gloucester Up to £50,000 per annum DOE Do you have compliance experience within an IFA, Financial Planning or Wealth Management firm? My client, a growing financial planning and wealth management firm is recruiting for an experienced Compliance Manager to join their business during an exciting period of change. This is
Job Source: Pear Tree Recruitment LimitedUpstream Solutions Group
Birmingham
Job DescriptionRole: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobil
Job Source: Upstream Solutions GroupBroadgate
Birmingham
Job DescriptionCompliance Policy & Advice ManagerBirminghamSalary £55-60kThis role sits within Risk (Conduct/Prudential) with the aim of providing expert advice on regulatory matters. There will be line management responsibility for two members of the Policy and Advisory team.ResponsibilitiesAchieve and maintain highest standards of conduct and dat
Job Source: BroadgateStack Recruitment Ltd.
Birmingham
Permanent role - report into supportive Head of Risk and Compliance Work in a role where you have a seat at the table, and no red tape Manage small motivated team of 3 people West Midlands UK - 2 days per week in the office Join a leading organisation as a Risk and Compliance Manager and be at the forefront of driving excellence in compliance and r
Job Source: Stack Recruitment Ltd.Stack Recruitment Ltd.
West Midlands
Job DescriptionPermanent role - report into supportive Head of Risk and Compliance Work in a role where you have a seat at the table, and no red tapeManage small motivated team of 3 peopleWest Midlands UK - 2 days per week in the officeJoin a leading organisation as a Risk and Compliance Manager and be at the forefront of driving excellence in comp
Job Source: Stack Recruitment Ltd.Upstream Solutions Group
Birmingham
We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout the UK. Role & responsibilities: * Oversee and manage a
Job Source: Upstream Solutions GroupRecruit UK
Worcester
Job Title: Compliance Manager Industry: Financial Planning Location: Worcester Salary: £45,000 - £50,000 (negotiable for right candidate) Job Reference: 9015 Job Description: Recruit UK are working on an exciting opportunity for a Compliance Manager to join a financial Planning firm. Our client is a highly successful Financial Planning firm, s
Job Source: Recruit UKBroadgate
birmingham, england, United Kingdom
Compliance Policy & Advice Manager Birmingham Salary £55-60k This role sits within Risk (Conduct/Prudential) with the aim of providing expert advice on regulatory matters. There will be line management responsibility for two members of the Policy and Advisory team. Responsibilities Achieve and maintain highest standards of conduct and data protec
Job Source: BroadgateDroitwich
Compliance Manager - Worcester/Gloucester - up to £55k - Full time/Part-time
An exciting opportunity has arisen for an experienced compliance Manager to join a growing wealth management practice in their Droitwich/Gloucester office.
The firm have been voted on Vouchedfor as one of the best advisors by client reviews in 2024. Their typical clients are: Business owners, professionals & senior executives, retirement planning, already retired and more.The role has come around due to some re-structuring in the company and the successful candidate will be working along side senior Directors in the firm.
What’s on offer?
Company performance and individual performance bonus
Hybrid working for the ideal candidate
Electric Car + Cycle to work scheme
DIS X 4
Company pension scheme
Office shutdowns for company events
Social Events
Pension Contribution
Key Responsibilities
Develop and deliver a sustainable risk based compliance programme.
Identify compliance process improvements/weaknesses and present solutions where appropriate.
Monitor and maintain regulatory registers to identify relevant risks.
Work with external file check support to ensure robust and compliant advice files, identify improvements and implement required changes.
Manage day to day compliance activities alongside the compliance associate.
You will need to have wealth management experience to be considered for this Compliance Manager position.
What’s next?
Apply today to be considered for this compliance Manager opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.
Additionally, refer a friend or colleague to us and receive £200 if we assist them in securing a new career.
Synonyms: IFA, Compliance Manager, Compliance Officer, Compliance Executive, Financial Planning, Financial Advice, Financial Advisor, Financial Planner, Financial Adviser, Compliance Consultant, FCA, Oversight, Monitoring, file review, compliance technician#LI-JM1
Compliance Manager jobs in Droitwich
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