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Clayton Davies Ltd
Leeds
Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance frameworks and policies across the company. The successful candidate will be expected to: Suppor
Job Source: Clayton Davies LtdGet Recruited (UK) Ltd
Leeds
COMPLIANCE OFFICER LEEDS + HYBRID WORKING SALARY UP TO £35,000 THE OPPORTUNITY: Join an exciting insurance brokerage based near Leeds. This is a growing team in a growing brokerage looking for ambitious compliance professional looking to progress within a friendly culture. If you come from a Compliance Background within the Financial Services o
Job Source: Get Recruited (UK) LtdDriver Hire Group Services Ltd
Bradford
In 2023, we proudly celebrated our 40th anniversary as the leading force in specialist transport and logistics recruitment, standing tall as the largest in the nation. But what really sets us apart is our people – a vibrant, passionate team dedicated to excellence, collaboration and growth, whilst making sure we find time to have fun along the way.
Job Source: Driver Hire Group Services LtdMERJE Ltd
Leeds
Job Description Opportunity to join an established and leading firm within the Investment and Wealth Management sector as they look to add a Compliance officer to their Compliance function located in central Leeds. The successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial C
Job Source: MERJE LtdAcademic Appointments Ltd
Swillington Common
Exciting opportunity to join our Candidate and Compliance Team Academic Appointments are seeking to appoint a Recruitment and Compliance Officer as part of the established team based in our Head Office. You will be part of a forward thinking, progressive company who strive to ensure staff are well supported and given every opportunity to progress
Job Source: Academic Appointments LtdReed
Leeds
I am currently recruiting for an Licensing and Compliance Officer on behalf of my client, a leading public sector organisation based in Leeds (LS9). The Taxi & Private Hire Licensing Section is responsible for the licensing, inspection and supervision of taxis and private hire drivers and their vehicles. This includes processing applications for op
Job Source: ReedBJSS
Leeds
About Us We’re an award-winning innovative tech consultancy - a team of creative problem solvers. Since 1993 we’ve been finding better, more sustainable ways to solve complex technology problems for some of the world’s leading organisations and delivered solutions that millions of people use every day. In the last 30 years we won several awards
Job Source: BJSSReed
Leeds
I am currently recruiting for an Licensing and Compliance Officer on behalf of my client, a leading public sector organisation based in Leeds (LS9). The Taxi & Private Hire Licensing Section is responsible for the licensing, inspection and supervision of taxis and private hire drivers and their vehicles. This includes processing applications for op
Job Source: ReedLeeds, England, United Kingdom
Role - Compliance Officer
Location - Leeds
Salary - £30k
Job Description
Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures.
Manage the firm’s Lexcel Accreditation Audit
Ensure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be made
Work with the Compliance Partner to develop internal policies and procedures, compliance training and protocols.
Keep up-to-date with regulatory developments and industry initiatives
Develop compliance checklists and compliance reports as and when required.
Design, develop and manage compliance checklists, reports and monitoring programmes.
Ensure compliance with best practices and undertake any other duties as required by the Management Team.
Prepare compliance documents for statutory, legal and regulatory purposes.
Work with management and staff to identify regulatory risks and design internal controls to ensure compliance within the firm.
Perform routine risk assessments to help the firm understand compliance risk, scope and significance.
Educating employees on compliance regulations and the impact of non-compliance on the firm.
Review marketing materials, websites and presentations (including new employee induction programmes) to ensure compliance with regulations.
Work with the management from other departments to ensure compliance and investigate irregularities
Contribute to robust and effective compliance controls within the firm.
Skills
Critical problem-solving skills and analytical skills
Attention to detail with the ability to interpret information rapidly.
Excellent verbal and written communication skills
Good interpersonal and conflict management skills
Qualifications
Bachelor’s Degree in Law or relevant qualification.
Minimum of 3 years compliance experience within the legal environment.
I.T knowledge (particularly in Excel and Word).
Compliance Officer jobs in Leeds, England, United Kingdom
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