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Simmons & Hanbury
Greater London
Job Description Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Key Responsibilities: · Advise on compliance requirements for new initiative
Job Source: Simmons & HanburyBruin
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Job Source: BruinBruin
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A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and ass
Job Source: BruinGoodman Masson
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Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audit missions in financial services Strong knowledge of wholesale banking activities, especially Capita
Job Source: Goodman MassonBlack Swan Group
London Area, United Kingdom
An Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team. Assisting in the timely
Job Source: Black Swan GroupBlack Swan Group
London
Job Description An Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team
Job Source: Black Swan GroupHolt Executive
London
Holt Executive are partnered with a global leader within the Global Connectivity space and is the market leader in global mobile satellite communications. Our partner is seeking a Trade Compliance Specialist to collaborate with a wide range of internal and external stakeholders to ensure adherence to regulations and best practices in activities su
Job Source: Holt ExecutiveTaylor Root
London
Do you have a passion for ensuring smooth international trade while adhering to complex regulations? A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: * Guiding colleagues on trade
Job Source: Taylor Rootgreater london, england, United Kingdom
Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses.
Key Responsibilities:
· Advise on compliance requirements for new initiatives.
· Being the main point of contact for trade-related queries, strategies and new technology developed for trading and research.
· Develop, implement and monitor policies, procedures and internal controls.
· Contributing to specific market abuse risk assessments
Experience Requirements:
· Strong experience in advising businesses on energy markets compliance.
· Strong UK and EU knowledge of regulations impacting physical gas.
· Understanding of electronic trading and physical power markets also very useful.
Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.
About Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisation's in the world, across financial services, commerce & industry, and professional services.
Energy Compliance Officer, Electronic Trading - VP / Director jobs in greater london, england, United Kingdom
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