ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.
Sanderson Recruitment
GB
Compliance Adviser Industry: Insurance (General) Fully remote £41,000 Role overview: This position is for a Compliance Adviser to support and work alongside the Head of Compliance in the compliance functions related to regulatory requirements and internal policies while also, supporting the wider Risk and Compliance team in improving the businesses
Job Source: Sanderson RecruitmentPremier Jobs UK Limited
Stevenage
Are a highly experienced Financial Advisor in Edinburgh, seeking an employed job, working from home with quality leads provided? This is a unique opportunity to join a highly respected IFA firm who are continually improving their client proposition and feature in the industry press for their success. You will benefit from their multiple lead genera
Job Source: Premier Jobs UK LimitedPremier Jobs UK Limited
Edgware
This employed, Mortgage Advisor job is a fantastic opportunity to receive a regular flow of pre-qualified appointments and leads per week. This amazing Mortgage Advisor role includes the following benefits: Pre-qualified leads per week which are booked into your diary Their team are achieving on average, 2 mortgages per week with 50% protection cro
Job Source: Premier Jobs UK LimitedGREAT PEOPLE LIMITED
Hemel Hempstead
Mortgage Advisor My client is looking for an experiencedfinance professional to join their team due to growth within the business. Using effective questioning skills to establish customer needs, recommend lenders mortgage products and service to customers for whom they are suitable as part of a full advice and recommendation service delivered ove
Job Source: GREAT PEOPLE LIMITEDPremier Jobs UK Limited
HA8 9RZEdgwareEdgwareSouth EastUnited Kingdom
This employed, Mortgage Advisor job is a fantastic opportunity to receive a regular flow of pre-qualified appointments and leads per week. This amazing Mortgage Advisor role includes the following benefits:Pre-qualified leads per week which are booked into your diaryTheir team are achieving on average, 2 mortgages per week with 50% protection cross
Job Source: Premier Jobs UK LimitedThe Curve Group
milton keynes, england, United Kingdom
Mortgage Adviser Job Summary To provide customers with a full advice and recommendation service working in accordance with OUR clients values, scope of service, regulatory and compliance requirements whilst maintaining excellent customer satisfaction. Key responsibilities To source and progress Regulated and Non-Regulated home finance applicatio
Job Source: The Curve GroupD&R Recruitment
Watford
Mortgage Advisor Up to £35,000 + Commission Full-time Office Based Location: Watford The role will be to take new enquiries from a variety sources, identify the requirements and place with the correct lender, underwrite new applications and package them with care, skill, and diligence to present a perfectly packaged case to a lending partner and co
Job Source: D&R RecruitmentPremier Jobs UK Limited
Aylesbury
This home based Protection Advisor job is with a directly authorised firm who are happy to consider Advisors who have struggled to be authorised by other networks The Directors of this directly authorised mortgage brokerage are keen to grow their team by recruiting Mortgage & Protection Advisors and Protection Specialist Advisors capable of writing
Job Source: Premier Jobs UK LimitedUnited Kingdom
Compliance Adviser
Industry: Insurance (General)Fully remote £41,000
Role overview:
This position is for a Compliance Adviser to support and work alongside the Head of Compliance in the compliance functions related to regulatory requirements and internal policies while also, supporting the wider Risk and Compliance team in improving the businesses approach in relation to compliance.
THE ROLE:
To support the Head of Compliance in ensuring that company adheres to, appropriate systems and controls relevant to its business, its regulatory activities and activities ancillary to those regulatory activities in order to comply with all relevant laws, regulations, rules and best practices.
To work with the Head of Compliance and the wider company to identify, assess, manage, monitor and report on compliance risk exposures.
To take the lead on identifying, assessing and communicating the occurrence and impact of regulatory and legislative change and, where called upon, support the business with implementing systems and controls to comply with that change.
To take the lead on relevant aspects of the SM&CR, including (but not limited to) the maintenance of SoR's and the company's responsibilities map, undertaking fitness and propriety checks and submitting SMF & CF applications to the applicable regulator.
To take the lead on Compliance-owned regulatory reporting obligations and otherwise support the business in meeting its regulatory reporting requirements.
To be the primary point of contact on Compliance matters and provide support to the company's Member Services department, with respect to general queries, complaints handling and vulnerable customers.
To provide compliance support and sign-off of relevant communications, literature and financial promotions as required.
Email your CV or use the apply feature on this page. Email:
KEY SKILLS: FCA, PRA, AML, Regulatory. Horizon Scanning, Financial Promotions
Compliance Adviser jobs in United Kingdom
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.