Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent... violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, engages ... of the strategy for the ICRM Manager’s Control Assessment (MCA) Program aligned to the Compliance Risk Management (CRM) Framework.Analyzing complex comparative data, preparing and presenting regional and global ... identified and addressed.Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to... See more