Job Summary

Senior Compliance Manager (Permanent)

Castlereagh | | Private Banking

Recruiter: BNP Paribas

Position PurposeTo ensure that BNP Paribas Asset Management Australia (BNPP AMAU) is in full compliance with applicable local regulatory requirements  as well as BNPP Group Compliance standards. This includes providing proactive compliance advice to the business and the roll-out of Group Compliance policies and standards.Perform compliance and risk monitoring and testing of all activities of BNPP AMAU business and monitor adherence to investment guidelines, local regulatory requirements and global group standards, as directed.Monitoring and participating in the co-ordination of Operational Risk and Control activities for BNPP AMAU.Assist in co-ordinating Business Continuity-related activities for BNPP AMAU.Key Responsibilities To represent the Compliance function in BNPP AMAU’s Management Committee and other business and operational committees. To ensure that approriate Compliance oversight arrangements are in place.To act as an escalation and decision making point (within scope of expertise)  for material Compliance topics impacting BNPP AMAU. To report all material Compliance issues, progress and resolution as needed.To monitor the quality and completeness of implementation... More

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